fix(security): validate ticker before using as path component (#618)

The ticker symbol reaches three filesystem-path construction sites
(load_ohlcv cache filename, checkpointer DB path, _log_state results
directory) without validation. A value containing path separators or
"../" escapes the configured cache / checkpoints / results directory.

Two attack vectors:
- Programmatic callers passing arbitrary ticker to propagate()
- Prompt injection via fetched news content steering the LLM into
  tool calls with attacker-chosen ticker

Fix: new safe_ticker_component() validator in tradingagents/dataflows/
utils.py applied at all three sites. Allows the standard ticker
character set ([A-Za-z0-9._\-\^], up to 32 chars) and explicitly
rejects dot-only values like "." and ".." which would otherwise pass
the regex but traverse parent directories. Seven test cases cover
the accepted formats (BRK-B, 7203.T, ^GSPC, etc.) and the rejected
inputs (path separators, null bytes, whitespace, empty values,
overlong strings, dot-only values).

Closes #618.
This commit is contained in:
Yijia-Xiao
2026-05-01 18:56:36 +00:00
parent 7c37249f80
commit 2c97bad45c
5 changed files with 103 additions and 4 deletions
+6 -1
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@@ -8,6 +8,7 @@ from stockstats import wrap
from typing import Annotated
import os
from .config import get_config
from .utils import safe_ticker_component
logger = logging.getLogger(__name__)
@@ -51,6 +52,10 @@ def load_ohlcv(symbol: str, curr_date: str) -> pd.DataFrame:
subsequent calls the cache is reused. Rows after curr_date are
filtered out so backtests never see future prices.
"""
# Reject ticker values that would escape the cache directory when
# interpolated into the cache filename (e.g. ``../../tmp/x``).
safe_symbol = safe_ticker_component(symbol)
config = get_config()
curr_date_dt = pd.to_datetime(curr_date)
@@ -63,7 +68,7 @@ def load_ohlcv(symbol: str, curr_date: str) -> pd.DataFrame:
os.makedirs(config["data_cache_dir"], exist_ok=True)
data_file = os.path.join(
config["data_cache_dir"],
f"{symbol}-YFin-data-{start_str}-{end_str}.csv",
f"{safe_symbol}-YFin-data-{start_str}-{end_str}.csv",
)
if os.path.exists(data_file):
+35
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@@ -1,4 +1,5 @@
import os
import re
import json
import pandas as pd
from datetime import date, timedelta, datetime
@@ -6,6 +7,40 @@ from typing import Annotated
SavePathType = Annotated[str, "File path to save data. If None, data is not saved."]
# Tickers can contain letters, digits, dot, dash, underscore, and caret
# (for index symbols like ^GSPC). Anything else is rejected so the value
# never escapes a containing directory when interpolated into a path.
_TICKER_PATH_RE = re.compile(r"^[A-Za-z0-9._\-\^]+$")
def safe_ticker_component(value: str, *, max_len: int = 32) -> str:
"""Validate ``value`` is safe to interpolate into a filesystem path.
Tickers come from user CLI input or from LLM tool calls, both of which
can be influenced by attacker-controlled content (e.g. prompt injection
embedded in fetched news). Without validation, a value like
``"../../../etc/foo"`` flows into ``os.path.join`` / ``Path /`` and
escapes the configured cache, checkpoint, or results directory.
Returns ``value`` unchanged when it matches the allowed pattern; raises
``ValueError`` otherwise.
"""
if not isinstance(value, str) or not value:
raise ValueError(f"ticker must be a non-empty string, got {value!r}")
if len(value) > max_len:
raise ValueError(f"ticker exceeds {max_len} chars: {value!r}")
if not _TICKER_PATH_RE.fullmatch(value):
raise ValueError(
f"ticker contains characters not allowed in a filesystem path: {value!r}"
)
# The regex above allows '.', so values like '.', '..', '...' would pass,
# and as a path component they traverse the parent directory. Reject any
# value that's only dots.
if set(value) == {"."}:
raise ValueError(f"ticker cannot consist solely of dots: {value!r}")
return value
def save_output(data: pd.DataFrame, tag: str, save_path: SavePathType = None) -> None:
if save_path:
data.to_csv(save_path, encoding="utf-8")
+5 -1
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@@ -13,12 +13,16 @@ from typing import Generator
from langgraph.checkpoint.sqlite import SqliteSaver
from tradingagents.dataflows.utils import safe_ticker_component
def _db_path(data_dir: str | Path, ticker: str) -> Path:
"""Return the SQLite checkpoint DB path for a ticker."""
# Reject ticker values that would escape the checkpoints directory.
safe = safe_ticker_component(ticker).upper()
p = Path(data_dir) / "checkpoints"
p.mkdir(parents=True, exist_ok=True)
return p / f"{ticker.upper()}.db"
return p / f"{safe}.db"
def thread_id(ticker: str, date: str) -> str:
+5 -2
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@@ -18,6 +18,7 @@ from tradingagents.llm_clients import create_llm_client
from tradingagents.agents import *
from tradingagents.default_config import DEFAULT_CONFIG
from tradingagents.agents.utils.memory import TradingMemoryLog
from tradingagents.dataflows.utils import safe_ticker_component
from tradingagents.agents.utils.agent_states import (
AgentState,
InvestDebateState,
@@ -378,8 +379,10 @@ class TradingAgentsGraph:
"final_trade_decision": final_state["final_trade_decision"],
}
# Save to file
directory = Path(self.config["results_dir"]) / self.ticker / "TradingAgentsStrategy_logs"
# Save to file. Reject ticker values that would escape the
# results directory when joined as a path component.
safe_ticker = safe_ticker_component(self.ticker)
directory = Path(self.config["results_dir"]) / safe_ticker / "TradingAgentsStrategy_logs"
directory.mkdir(parents=True, exist_ok=True)
log_path = directory / f"full_states_log_{trade_date}.json"